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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

LEWIS CRAIG GREEN

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | TRUMBULL, CT

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Search this name across graphsid dfx:ria:429f8253-6a17-b3b4-921d-eb5cda19b129

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Sep 14, 1984
First registration: May 2, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1035556

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 5, 2024	n/a	yes	TRUMBULL, CT\|SAN DIEGO, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Nov 6, 2024	no	Trumbull, CT	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	Jun 14, 2024	no	FAIRFIELD, CT\|Trumbull, CT	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Mar 28, 2017	Nov 6, 2020	no	SEATTLE, WA\|Fairfield, CT\|SEATTLE, WA	Previous registration
NORTHSTAR WEALTH PARTNERS LLC	Former SEC adviser	Jun 19, 2014	Apr 25, 2017	no	WEST HARTFORD, CT\|FAIRFIELD, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 24, 2010	Apr 8, 2014	no	SHELTON, CT\|SHELTON, CT\|FAIRFIELD, CT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 2, 2002	Feb 24, 2010	no	FAIRFIELD, CT\|FAIRFIELD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Nov 6, 2024	Nov 5, 2024	-1	Firm change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
NORTHSTAR WEALTH PARTNERS LLC	KMS FINANCIAL SERVICES, INC	Apr 25, 2017	Mar 28, 2017	-28	Firm change	Other
MSI FINANCIAL SERVICES, INC.	NORTHSTAR WEALTH PARTNERS LLC	Apr 8, 2014	Jun 19, 2014	72	Firm change	Other
MML INVESTORS SERVICES, LLC	MSI FINANCIAL SERVICES, INC.	Feb 24, 2010	Feb 24, 2010	0	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 5, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Nov 6, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to Jun 14, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Mar 28, 2017 to Nov 6, 2020factForm ADV
→ NORTHSTAR WEALTH PARTNERS LLCRegistered adviserregistration: previous registration
Jun 19, 2014 to Apr 25, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 24, 2010 to Apr 8, 2014factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 2, 2002 to Feb 24, 2010factForm ADV

Dated events

Occurred
Nov 6, 2024
Advisor changed firm
Lewis Craig Green left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-11-05)
Form ADVobserved 6 days ago