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Advisor at MML INVESTORS SERVICES, LLC
New York, NY | MANCHESTER, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 16, 2023 | n/a | yes | MANCHESTER, MO|New York, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 21, 2021 | Feb 28, 2022 | no | FORT LAUDERDALE, FL|BALLWIN, MO|SAN DIEGO, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Jul 31, 2018 | Jul 21, 2021 | no | EDMOND, OK|FORT LAUDERDALE, FL|BALLWIN, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MML INVESTORS SERVICES, LLC | Feb 28, 2022 | May 16, 2023 | 442 | Firm change after gap | Ibd to ibd |
| WADDELL & REED | LPL FINANCIAL LLC | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |