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C•••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C•••••••• M•••••••••

C•••••••• G••• B•••••, CRD 107967

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:42bd9e7e-c98d-f23b-7b01-5b3a548e4a95

Data as of Jul 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2012 to Jul 25, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.5M••• Locked
Discretionary RAUM: $19.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 53
SEC number

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• G•••• B•••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	01/1986	Feb 24, 2012	Jul 25, 2012

Relationships

Controls (1)

← C••••••••• G•••• B•••••OwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 24, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42bd9e7e-c98d-f23b-7b01-5b3a548e4a95
First observed: Feb 24, 2012
Last observed: Jul 25, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.