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CRD 105163
WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Baker, Gerald, E. | Director | Na | yes | 06/2024 | Jun 24, 2024 | Aug 1, 2024 |
| KELLEY, JOHN, JAMES | President | Na | yes | 10/2006 | Mar 30, 2012 | Aug 1, 2024 |
| M&T BANK CORPORATION | 100% SHAREHOLDER | E | yes | 05/2001 | Mar 30, 2012 | Aug 1, 2024 |
| Mrozinski, Abigail, Riley | Director | Na | yes | 06/2024 | Jun 24, 2024 | Aug 1, 2024 |
| ROTH, ANTHONY, MICHAEL | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | Na | yes | 11/2014 | Nov 19, 2014 | Aug 1, 2024 |
| WARREN, EDNA, JENNIFER | CHAIR OF THE BOARD AND CHIEF EXECUTIVE OFFICER | Na | yes | 06/2022 | Mar 30, 2023 | Aug 1, 2024 |
| Baldauf, Andrew, JOHN | CHIEF COMPLIANCE OFFICER | Na | no | 08/2022 | Sep 7, 2022 | Aug 1, 2024 |
| GLASER, MATTHEW, DOUGLAS | EXECUTIVE VICE PRESIDENT, HEAD OF EQUITY AND NON-TRADITIONAL INVESTMENTS | Na | no | 02/2016 | Mar 4, 2016 | Aug 1, 2024 |
| MCDONNELL, JOHN, CHARLES | CHIEF OPERATIONS OFFICER | Na | no | 12/2019 | Mar 29, 2021 | Aug 1, 2024 |
| TILLEY, LUKE, ALAN | EXECUTIVE VICE PRESIDENT & CHIEF ECONOMIST | Na | no | 02/2015 | Mar 4, 2015 | Aug 1, 2024 |
| VOGEL, RANDY, HOWARD | EXECUTIVE VICE PRESIDENT & HEAD OF FIXED INCOME | Na | no | 05/2021 | Mar 30, 2022 | Aug 1, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WILMINGTON TRUST INVESTMENT ADVISORS, INC. | n/a | Other adviser | $18B | N | yes | n/a |
| PEOPLE'S UNITED ADVISORS, INC. | n/a | Former SEC adviser | $845M | N | yes | n/a |
| WILMINGTON TRUST INVESTMENT MANAGEMENT LLC | n/a | Bank affiliated wealth | $141M | N | yes | n/a |
| M&T SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| MANUFACTURERS AND TRADERS TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| WILMINGTON TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| WILMINGTON TRUST NATIONAL ASSOCIATION | n/a | n/a | n/a | N | yes | De |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Baltimore | Md | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $16B | $16B | 39 | 34 | 1 | n/a | n/a |
| 2024 | Mar 27, 2025 | $14B | $14B | 39 | 34 | 1 | n/a | n/a |
| 2023 | Mar 28, 2024 | $15B | $15B | 35 | 30 | 1 | n/a | n/a |
| 2022 | Mar 30, 2023 | $13B | $13B | 38 | 38 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $13B | $13B | 67 | 67 | 1 | n/a | n/a |
| 2020 | Mar 29, 2021 | $13B | $13B | 67 | 67 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $13B | $13B | 67 | 67 | 2 | n/a | n/a |
| 2018 | Mar 29, 2019 | $11B | $11B | 64 | 64 | 2 | n/a | n/a |
| 2017 | Mar 30, 2018 | $11B | $11B | 59 | 59 | 2 | n/a | n/a |
| 2016 | Mar 31, 2017 | $11B | $11B | 55 | 55 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $12B | $12B | 47 | 47 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $13B | $13B | 47 | 47 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $13B | $13B | 41 | 41 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $14B | $14B | 40 | 40 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $13B | $13B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $16B | $14B | 11.2% | $13B | 7.4% | 39 | 39 | 1 | 1 |