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S•••••• S•••• S••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

S•••••• S•••• S••

Advisor at L• • S• A•••••••• I••

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42c16368-121b-ecb5-9120-83bf1061f3c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L• • S• A•••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L• • S• A•••••••• I••	Independent wealth	Feb 16, 2023	n/a	yes	LOS ANGELES, CA	Current employment
R•• W••••• L••	Independent wealth	Oct 21, 2015	May 15, 2023	no	LOS ANGELES, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• L••	L• • S• A•••••••• I••	May 15, 2023	Feb 16, 2023	-88	Firm change after gap	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140451:140923:CA:2023-05-15	May 15, 2023	Feb 16, 2023	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (2)

→ L• • S• A•••••••• I••Registered adviserregistration: current employment
Feb 16, 2023 to presentfactForm ADV
→ R•• W••••• L••Registered adviserregistration: previous registration
Oct 21, 2015 to May 15, 2023factForm ADV

Dated events

Occurred
May 15, 2023
Advisor changed firm
S•••••• S•••• S•• left R•• W••••• L•• for L• • S• A•••••••• I•• (registered 2023-02-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42c16368-121b-ecb5-9120-83bf1061f3c8
First observed: Oct 21, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.