DFX Intelligence

J••• B•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

J••• B•••• M••••••

Advisor at V••• F•••••••• A•••••••• I•••

CHARLOTTE, NC | Nashville, TN

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Search this name across graphsid dfx:ria:42cd500c-e9d5-fba0-9270-919a8b487757

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 3, 2011	n/a	yes	CHARLOTTE, NC\|Nashville, TN	Current employment
V••• F•••••••• P•••••••• L••	Former SEC adviser	Apr 8, 2002	Jan 3, 2011	no	RALEIGH, NC\|CHARLOTTE, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• P•••••••• L••	V••• F•••••••• A•••••••• I•••	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (2)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 8, 2002 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42cd500c-e9d5-fba0-9270-919a8b487757
First observed: Apr 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.