This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0

Regulatory AUM

$155MItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$155M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

10

Advisory employees

8

Offices

0Schedule D 1.F, beyond the principal office

Accounts

3

Private funds

3Schedule D 7.B(1)

SEC number

801-135074

CRD

339528

Filings on the tape

3

First filed

Dec 2, 2025

Latest filed

Jul 30, 2026

Organised

Limited Liability Company, DE

Website

guggenheiminvestments.com

• Occurred

  Dec 2, 2025
  Advisor owns new adviser

  Dina Marie Dilorenzo, registered through Guggenheim Investment Advisors, LLC (New York, NY), is a direct owner of Guggenheim Investments Loan Advisors, LLC, an adviser first registered 2025-12-02

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:42d047c1-1183-1586-e957-e992ba1b9a75

First observed

Dec 2, 2025

Last observed

Jul 30, 2026 50 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.