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Advisor at MOMENTUM INDEPENDENT NETWORK INC.
DALLAS, TX | Broomfield, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Aug 24, 2023 | n/a | yes | Broomfield, CO|DALLAS, TX | Current employment |
| NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | Former SEC adviser | Feb 19, 2014 | Dec 31, 2022 | no | HIGHLANDS RANCH, CO|HIGHLANDS RANCH, CO|HIGHLANDS RANCH, CO|Broomfield, CO | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Feb 5, 2007 | Aug 6, 2012 | no | CENTENNIAL, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | MOMENTUM INDEPENDENT NETWORK INC. | Dec 31, 2022 | Aug 24, 2023 | 236 | Firm change | Ibd to ibd |
| SII INVESTMENTS, INC. | NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | Aug 6, 2012 | Feb 19, 2014 | 562 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7425:17587:CO:2022-12-31 | Dec 31, 2022 | Aug 24, 2023 | BROOMFIELD, CO | Firm change |