DFX Intelligence

J••••• W•• Y•••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J••••• W•• Y•••• L••

Advisor at M••••• S••••••

BAKERSFIELD, CA | Westlake Village, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 15, 2023	n/a	yes	BAKERSFIELD, CA\|Westlake Village, CA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Aug 1, 2019	Nov 16, 2023	no	BEVERLY HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	M••••• S••••••	Nov 16, 2023	Nov 15, 2023	-1	Firm change	Ibd to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• C•••••• M••••••• L••	Aug 5, 2019	Aug 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:31194:CA:2019-08-02	Aug 5, 2019	Aug 1, 2019	ENCINO, CA	Firm change
6627:7691:CA:2018-03-27	Mar 27, 2018	Apr 6, 2018	LOS ANGELES, CA	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 15, 2023 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Aug 1, 2019 to Nov 16, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 6, 2018 to Aug 5, 2019factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Order

Occurred
16 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 18, 2017
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.