DFX Intelligence

F••••••• J••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

F••••••• J••••• L••••

Advisor at U•• F•••••••• S••••••• I•••

DENVER, CO | Denver, CO

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Search this name across graphsid dfx:ria:42f3dd0f-1ea6-7549-7295-58017868d0c6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 5, 2018	n/a	yes	DENVER, CO\|Denver, CO\|Denver, CO	Current employment
S•••••• C• B•••••••• • C••• L••	Other adviser	Apr 11, 2011	Sep 28, 2017	no	DENVER, CO\|SEATTLE, WA\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	S•••••• C• B•••••••• • C••• L••	Aug 14, 2018	Apr 11, 2011	-2,682	Firm change after gap	Other
S•••••• C• B•••••••• • C••• L••	U•• F•••••••• S••••••• I•••	Sep 28, 2017	Sep 5, 2018

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Sep 5, 2018 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Apr 5, 2002 to Aug 14, 2018factForm ADV
→ S•••••• C• B•••••••• • C••• L••Registered adviserregistration: previous registration
Apr 11, 2011 to Sep 28, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42f3dd0f-1ea6-7549-7295-58017868d0c6
First observed: Apr 5, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.