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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

FX CONCEPTS, LLC

CRD 113742

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42f73bdf-8241-c465-72b8-bc71f5e456ce

Data as of Nov 4, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Nov 4, 2013
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 7
Advisory employees: 0
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $118Mgross asset value as reported per fund; never fund size
SEC number: 801-28490
CRD: 113742
Filings on the tape: 7
First filed: Mar 29, 2012
Latest filed: Nov 4, 2013
Organised: Limited Liability Company, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FX CONCEPTS (SAC) LTD. MULTI-STRATEGY HIGH ALPHA GBP FUND	Hedge Fund	$69.5M	Mar 25, 2013	2	Mar 29, 2012	reported	n/a
FX CONCEPTS GLOBAL FUNDS MASTER TRUST - MULTI-STRATEGY SERIES	Hedge Fund	$68.7M	Nov 4, 2013	8	Mar 29, 2012	reported	n/a
FX CONCEPTS GLOBAL FUNDS MASTER TRUST - GCP SERIES	Hedge Fund	$28.9M	Nov 4, 2013	8	Mar 29, 2012	reported	n/a
FX CONCEPTS GLOBAL FUNDS MASTER TRUST II GFM SERIES	Hedge Fund	$11.5M	Nov 4, 2013	28	Mar 29, 2012	reported	021-1507724
FX CONCEPTS (SAC) LTD. VOLATILITY JPY FUND	Hedge Fund	$10.2M	Mar 25, 2013	1	Mar 29, 2012	reported	n/a
FX CONCEPTS (SAC) LTD. PROTECTION FUND	Hedge Fund	$9.0M	Nov 4, 2013	2	Mar 25, 2013	reported	n/a
FX CONCEPTS (SAC) LTD. VOLATILITY FUND	Hedge Fund	$5.9M	Apr 17, 2012	2	Mar 29, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, JONATHAN, HUNTINGTON	VICE CHAIRMAN	Na	yes	06/1989	Mar 29, 2012	Nov 4, 2013
DIRUSSO, RENATO	DIRECTOR OF INVESTMENT RESEARCH	Na	yes	08/2011	Mar 25, 2013	Nov 4, 2013
INTERNATIONAL FOREIGN EXCHANGE CONCEPTS HOLDINGS, INC.	GENERAL PARTNER	E	yes	12/2008	Mar 29, 2012	Nov 4, 2013
INTERNATIONAL FOREIGN EXCHANGE CONCEPTS, L.P.	Owner	E	yes	12/2008	Mar 29, 2012	Nov 4, 2013
SAVAGE, ROBERT, WILLIS	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	10/2013	Oct 16, 2013	Nov 4, 2013
SIMOTAS, PHILIP, E	President	Na	yes	10/2001	Mar 29, 2012	Nov 4, 2013
TAYLOR, JOHN	CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	08/1986	Mar 29, 2012	Nov 4, 2013
TAYLOR, JOHN	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	C	yes	12/2008	Mar 29, 2012	Nov 4, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FX CONCEPTS (BERMUDA) LTD.	n/a	n/a	n/a	Y	yes	n/a
FX CONCEPTS TRADING ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittsford	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 25, 2013	$1.1B	$1.1B	41	13	n/a	6	$198M
2011	Mar 29, 2012	$3.6B	$3.6B	n/a	n/a	n/a	6	$608M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	n/a	$3.6B	n/a	n/a	n/a	7	n/a	n/a	n/a

Relationships

Advises (7)

→ FX CONCEPTS (SAC) LTD. PROTECTION FUNDPrivate fundHedge Fund, IA
Mar 25, 2013 to presentfactForm ADV
→ FX CONCEPTS GLOBAL FUNDS MASTER TRUST - MULTI-STRATEGY SERIESPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ FX CONCEPTS GLOBAL FUNDS MASTER TRUST II GFM SERIESPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ FX CONCEPTS GLOBAL FUNDS MASTER TRUST - GCP SERIESPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ FX CONCEPTS (SAC) LTD. MULTI-STRATEGY HIGH ALPHA GBP FUNDPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ FX CONCEPTS (SAC) LTD. VOLATILITY JPY FUNDPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ FX CONCEPTS (SAC) LTD. VOLATILITY FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Apr 17, 2012factForm ADV

Controls (6)

← SIMOTAS, PHILIP, EOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← SAVAGE, ROBERT, WILLISOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 16, 2013 to presentfactForm ADV
← DIRUSSO, RENATOOwnerDIRECTOR OF INVESTMENT RESEARCH, ownership code NA, individual
Mar 25, 2013 to presentfactForm ADV
← TAYLOR, JOHNOwnerCHAIRMAN AND CHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← CLARK, JONATHAN, HUNTINGTONOwnerVICE CHAIRMAN, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← INTERNATIONAL FOREIGN EXCHANGE CONCEPTS HOLDINGS, INC.OwnerGENERAL PARTNER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42f73bdf-8241-c465-72b8-bc71f5e456ce
First observed: Mar 29, 2012
Last observed: Nov 4, 2013 156 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FX CONCEPTS, LLC

CRD 113742

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42f73bdf-8241-c465-72b8-bc71f5e456ce

Data as of Nov 4, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FX CONCEPTS (SAC) LTD. MULTI-STRATEGY HIGH ALPHA GBP FUND

Hedge Fund

$69.5M

Mar 25, 2013

Mar 29, 2012

reported

n/a

FX CONCEPTS GLOBAL FUNDS MASTER TRUST - MULTI-STRATEGY SERIES

Hedge Fund

$68.7M

Nov 4, 2013

Mar 29, 2012

reported

n/a

FX CONCEPTS GLOBAL FUNDS MASTER TRUST - GCP SERIES

Hedge Fund

$28.9M

Nov 4, 2013

Mar 29, 2012

reported

n/a

FX CONCEPTS GLOBAL FUNDS MASTER TRUST II GFM SERIES

Hedge Fund

$11.5M

Nov 4, 2013

Mar 29, 2012

reported

021-1507724

FX CONCEPTS (SAC) LTD. VOLATILITY JPY FUND

Hedge Fund

$10.2M

Mar 25, 2013

Mar 29, 2012

reported

n/a

FX CONCEPTS (SAC) LTD. PROTECTION FUND

Hedge Fund

$9.0M

Nov 4, 2013

Mar 25, 2013

reported

n/a

FX CONCEPTS (SAC) LTD. VOLATILITY FUND

Hedge Fund

$5.9M

Apr 17, 2012

Mar 29, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, JONATHAN, HUNTINGTON

VICE CHAIRMAN

yes

06/1989

Mar 29, 2012

Nov 4, 2013

DIRUSSO, RENATO

DIRECTOR OF INVESTMENT RESEARCH

yes

08/2011

Mar 25, 2013

Nov 4, 2013

INTERNATIONAL FOREIGN EXCHANGE CONCEPTS HOLDINGS, INC.

GENERAL PARTNER

yes

12/2008

Mar 29, 2012

Nov 4, 2013

INTERNATIONAL FOREIGN EXCHANGE CONCEPTS, L.P.

Owner

yes

12/2008

Mar 29, 2012

Nov 4, 2013

SAVAGE, ROBERT, WILLIS

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

10/2013

Oct 16, 2013

Nov 4, 2013

SIMOTAS, PHILIP, E

President

yes

10/2001

Mar 29, 2012

Nov 4, 2013

TAYLOR, JOHN

CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

08/1986

Mar 29, 2012

Nov 4, 2013

TAYLOR, JOHN

CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

12/2008

Mar 29, 2012

Nov 4, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FX CONCEPTS (BERMUDA) LTD.

n/a

yes

n/a

FX CONCEPTS TRADING ADVISOR, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Pittsford

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 25, 2013

$1.1B

n/a

$198M

2011

Mar 29, 2012

$3.6B

n/a

$608M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

n/a

$3.6B

n/a