This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 21, 1985earliest registration or exam on IAPD

Years in industry

41derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

4

Exams

S65|S63|S66

First exam

Jun 21, 1985

First registration

Aug 30, 2012

Dual registered

yes, broker-dealer

Other names

Phil Plotnick

IAPD individual key

1363049

• Occurred

  Jan 28, 2022
  Advisor changed firm

  Philip David Plotnick left Ubs Financial Services Inc. for Morgan Stanley (registered 2022-01-24)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:43062de8-268d-645e-6b44-9e2da46e922d

First observed

Aug 30, 2012

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.