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Reading the graph
Advisor at FMSA
DELRAY BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Fmsa | Independent wealth | Oct 8, 2015 | n/a | yes | DELRAY BEACH, FL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 7, 2015 | no | LAFAYETTE, LA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 5, 2009 | Oct 1, 2012 | no | ABBEVILLE, LA|LAFAYETTE, LA|LAFAYETTE, LA|CARENCRO, LA|LAFAYETTE, LA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jul 10, 2006 | Jun 5, 2007 | no | LAFAYETTE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Fmsa | Oct 7, 2015 | Oct 8, 2015 | 1 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CHASE INVESTMENT SERVICES CORP. | Jun 5, 2007 | Feb 5, 2009 | 611 | Firm change after gap | Other |