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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Bend, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 10, 2017 | n/a | yes | Bend, OR | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 21, 2008 | Dec 31, 2009 | no | BEND, OR | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Nov 24, 2008 | no | BEND, OR | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Apr 23, 2003 | Apr 2, 2007 | no | BEND, OR|BEND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 31, 2009 | Aug 10, 2017 | 2,779 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Nov 24, 2008 | Nov 21, 2008 | -3 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |