DFX Intelligence

M•••••• L•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M•••••• L•• M••••••

Advisor at 7•• C••••••• L••

Fort Wayne, IN | LANSING, MI

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Search this name across graphsid dfx:ria:430f2a8c-50b8-e6b3-f3bf-496b945a92a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 1, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 7•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
7•• C••••••• L••	Independent wealth	Jan 16, 2026	n/a	yes	Fort Wayne, IN\|LANSING, MI	Current employment
7•• C••••••• L••	Independent wealth	Mar 21, 2025	Dec 31, 2025	no	Fort Wayne, IN\|LANSING, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	7•• C••••••• L••	Feb 24, 2025	Mar 21, 2025	25	Firm change	Ibd to RIA
O•••• F•• I•••	S••	Feb 15, 2005	Feb 14, 2005

Relationships

Registered with (3)

→ 7•• C••••••• L••Registered adviserregistration: previous registration
Mar 21, 2025 to Dec 31, 2025factForm ADV
→ SPCRegistered adviserregistration: previous registration
Feb 14, 2005 to Feb 24, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Dec 1, 1998 to Feb 15, 2005factForm ADV

Dated events

Occurred
Feb 24, 2025
Advisor changed firm
M•••••• L•• M•••••• left Spc for 7•• C••••••• L•• (registered 2025-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:430f2a8c-50b8-e6b3-f3bf-496b945a92a9
First observed: Dec 1, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.