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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SCOTT SNOW (FINANCIAL ADVISORS) LLC

CRD 121222

WESTLAKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4310dcd9-74c3-cb89-6f41-9d70376a059f

Data as of Jan 29, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2012 to Jan 29, 2022
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $621MItem 5.F on the latest filing (2022-01-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $613MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 553
Individual clients: 18
High net worth clients: 71
Custody, client assets: $1.8M
SEC number: 801-64172
CRD: 121222
Filings on the tape: 28
First filed: Mar 7, 2012
Latest filed: Jan 29, 2022
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SNOW, SCOTT, P.	MANAGING DIRECTOR	E	yes	04/2005	Mar 7, 2012	Jan 29, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Jan 20, 2022	$621M	$0	3	3	0	n/a	n/a
2020	Mar 1, 2021	$565M	$0	2	2	0	n/a	n/a
2019	Feb 5, 2020	$493M	$0	3	3	0	n/a	n/a
2018	Mar 4, 2019	$427M	$0	2	2	0	n/a	n/a
2017	Feb 7, 2018	$422M	$0	3	3	0	n/a	n/a
2016	Feb 3, 2017	$360M	$0	3	3	n/a	n/a	n/a
2015	Feb 3, 2016	$331M	$0	3	3	n/a	n/a	n/a
2014	Jan 30, 2015	$321M	$0	2	2	n/a	n/a	n/a
2013	Feb 14, 2014	$296M	$0	2	2	n/a	n/a	n/a
2012	Feb 19, 2013	$261M	$0	2	2	n/a	n/a	n/a
2011	Mar 7, 2012	$240M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$621M	$565M	9.8%	$427M	13.3%	3	2	0	0

Relationships

Controls (1)

← SNOW, SCOTT, P.OwnerMANAGING DIRECTOR, ownership code E, individual
Mar 7, 2012 to presentfactForm ADV

Registered with (3)

← SCOTT P. SNOWAdvisorregistration: previous registration
Jan 12, 2006 to Dec 31, 2022factForm ADV
← SCOTT S HALEYAdvisorregistration: previous registration
Feb 22, 2013 to Apr 28, 2014factForm ADV
← DAVID R ABATEAdvisorregistration: previous registration
May 2, 2006 to May 9, 2012factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Scott P. Snow left Scott Snow (Financial Advisors) Llc for Clearstead; Clearstead Advisory Solutions (registered 2023-01-22)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4310dcd9-74c3-cb89-6f41-9d70376a059f
First observed: Mar 7, 2012
Last observed: Jan 29, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCOTT SNOW (FINANCIAL ADVISORS) LLC

CRD 121222

WESTLAKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4310dcd9-74c3-cb89-6f41-9d70376a059f

Data as of Jan 29, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SNOW, SCOTT, P.

MANAGING DIRECTOR

yes

04/2005

Mar 7, 2012

Jan 29, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Jan 20, 2022

$621M

n/a

2020

Mar 1, 2021

$565M

n/a

2019

Feb 5, 2020

$493M

n/a

2018

Mar 4, 2019

$427M

n/a

2017

Feb 7, 2018

$422M

n/a

2016

Feb 3, 2017

$360M

n/a

2015

Feb 3, 2016

$331M

n/a

2014

Jan 30, 2015

$321M

n/a

2013

Feb 14, 2014

$296M

n/a

2012

Feb 19, 2013

$261M

n/a

2011

Mar 7, 2012

$240M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$621M

$565M

9.8%

$427M

13.3%