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G•••••••• A•••• M••••••••• A••• ••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

G•••••••• A•••• M••••••••• A••• ••• L••••••

CRD 291478

LONDON

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Search this name across graphsid dfx:ria:431606c0-208d-a616-241d-d86c7c725a6a

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2018 to Mar 28, 2019
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $638MItem 5.F on the latest filing (2019-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $638M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• 2••• S••• T••••	SOLE MEMBER	E	yes	02/2019	Mar 6, 2019	Mar 28, 2019
A•• H••••••• I• L••	L•••••• PARTNER	D	yes	02/2019	Mar 6, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••••• A•••• M••••••••• A••• P••• L•••	n/a	Other adviser	$1.5B	N	yes	n/a
G•••••••• A••• M•••• A••••••• L••	n/a	Other adviser	$1.5B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$638M	$638M	6	5	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$638M	n/a	n/a	n/a	n/a	6	n/a	0	n/a

Relationships

Affiliated with (2)

→ G•••••••• A••• M•••• A••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ G•••••••• A•••• M••••••••• A••• P••• L•••Registered adviserother investment adviser, common control
factForm ADV

Controls (11)

← L•••••••• A•••• J••••OwnerSOLE SHAREHOLDER, ownership code E, individual
Mar 30, 2018 to presentfactForm ADV
← K•••• O•••Owner

Dated events

Occurred
Mar 28, 2019
Regulatory AUM changed
G•••••••• A•••• M••••••••• A••• ••• L•••••• reported RAUM $637.8M, down 42% from $1.1B (2019-03-06 to 2019-03-28)
Form ADVobserved 6 days ago
$-464M
Occurred
Mar 30, 2018
First Form ADV filing
G•••••••• A•••• M••••••••• A••• ••• L•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:431606c0-208d-a616-241d-d86c7c725a6a
First observed: Mar 30, 2018
Last observed: Mar 28, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.