This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 14, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

2

Exams

S63|S65

First exam

Dec 14, 1993

First registration

Mar 29, 2012

Dual registered

yes, broker-dealer

IAPD individual key

2422914

• Occurred

  Dec 22, 2025
  Advisor changed firm

  Florina Shutin left Wells Fargo Advisors for Rockefeller Capital Management (registered 2025-12-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:432283ea-5a5f-64d1-09e1-fb99b981e4fd

First observed

Mar 29, 2012

Last observed

Sep 18, 2026 34 h ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.