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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP

CRD 138055

RIDGEFIELD, CT

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Search this name across graphsid dfx:ria:432d2ff4-1501-cb5a-8dc2-80c9906acc56

Data as of Jun 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Jun 15, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $105MItem 5.F on the latest filing (2017-06-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $105M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 3
Accounts: 6
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $99.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $12.5M
SEC number: 801-65065
CRD: 138055
Filings on the tape: 12
First filed: Mar 30, 2012
Latest filed: Jun 15, 2017
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SIMPAUG INVESTMENT FUND, L.P.	Hedge Fund	$20.6M	May 9, 2013	9	Mar 30, 2012	dropped	021-108128
NORONEKE MASTER FUND LTD	Hedge Fund	$19.9M	Jun 15, 2017	8	Mar 30, 2012	reported	021-129017
TYTICUS MASTER FUND LTD	Hedge Fund	$3.5M	Jan 19, 2024	27	Mar 30, 2012	reported	n/a
TYTICUS OVERSEAS PARTNERS II LTD	Hedge Fund	$2.5M	Jan 19, 2024	12	Mar 30, 2012	reported	n/a
TYTICUS PARNTERS II LTD	Hedge Fund	$0	Jul 27, 2020	0	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ELLIS, ROBERT, AUSTIN	MANAGING MEMBER	E	yes	08/2004	Mar 30, 2012	Jun 15, 2017
ELLIS, ROBERT, AUSTIN	MANAGING PARTNER	Na	yes	08/2004	Mar 30, 2012	Jun 15, 2017
GIORDANO, JAMES, FRANCIS	PARTNER/CHIEF FINANCIAL OFFICER	Na	yes	12/2004	Mar 30, 2012	Jun 15, 2017
RIDGEFIELD CAPITAL GROUP GP, LLC	GENERAL PARTNER	E	yes	12/2004	Mar 30, 2012	Jun 15, 2017
TRILLO, THOMAS, OWEN	CHIEF OPERATING OFFICER	Na	yes	08/2005	Mar 30, 2012	Jun 15, 2017
WALLS, LORRAINE, S.	CHIEF COMPLIANCE OFFICER	Na	yes	07/2009	Mar 30, 2012	Jun 15, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$105M	$105M	8	3	n/a	4	$99.4M
2015	Mar 29, 2016	$159M	$159M	8	3	n/a	4	$138M
2014	Mar 30, 2015	$166M	$166M	8	3	n/a	4	$158M
2013	Mar 31, 2014	$182M	$182M	9	4	n/a	4	$175M
2012	Mar 27, 2013	$214M	$214M	13	8	n/a	5	$214M
2011	Mar 30, 2012	$287M	$287M	n/a	n/a	n/a	5	$210M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$105M	$159M	-34.0%	$182M	-16.9%	8	8	n/a	n/a

Relationships

Advises (5)

→ TYTICUS MASTER FUND LTDPrivate fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ TYTICUS OVERSEAS PARTNERS II LTDPrivate fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ TYTICUS PARNTERS II LTDPrivate fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ NORONEKE MASTER FUND LTDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ SIMPAUG INVESTMENT FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to May 9, 2013factForm ADV

Controls (5)

← ELLIS, ROBERT, AUSTINOwnerMANAGING MEMBER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← GIORDANO, JAMES, FRANCISOwnerPARTNER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← TRILLO, THOMAS, OWENOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← WALLS, LORRAINE, S.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← RIDGEFIELD CAPITAL GROUP GP, LLCOwnerGENERAL PARTNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:432d2ff4-1501-cb5a-8dc2-80c9906acc56
First observed: Mar 30, 2012
Last observed: Jun 15, 2017 112 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP

CRD 138055

RIDGEFIELD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:432d2ff4-1501-cb5a-8dc2-80c9906acc56

Data as of Jun 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SIMPAUG INVESTMENT FUND, L.P.

Hedge Fund

$20.6M

May 9, 2013

Mar 30, 2012

dropped

021-108128

NORONEKE MASTER FUND LTD

Hedge Fund

$19.9M

Jun 15, 2017

Mar 30, 2012

reported

021-129017

TYTICUS MASTER FUND LTD

Hedge Fund

$3.5M

Jan 19, 2024

Mar 30, 2012

reported

n/a

TYTICUS OVERSEAS PARTNERS II LTD

Hedge Fund

$2.5M

Jan 19, 2024

Mar 30, 2012

reported

n/a

TYTICUS PARNTERS II LTD

Hedge Fund

Jul 27, 2020

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ELLIS, ROBERT, AUSTIN

MANAGING MEMBER

yes

08/2004

Mar 30, 2012

Jun 15, 2017

ELLIS, ROBERT, AUSTIN

MANAGING PARTNER

yes

08/2004

Mar 30, 2012

Jun 15, 2017

GIORDANO, JAMES, FRANCIS

PARTNER/CHIEF FINANCIAL OFFICER

yes

12/2004

Mar 30, 2012

Jun 15, 2017

RIDGEFIELD CAPITAL GROUP GP, LLC

GENERAL PARTNER

yes

12/2004

Mar 30, 2012

Jun 15, 2017

TRILLO, THOMAS, OWEN

CHIEF OPERATING OFFICER

yes

08/2005

Mar 30, 2012

Jun 15, 2017

WALLS, LORRAINE, S.

CHIEF COMPLIANCE OFFICER

yes

07/2009

Mar 30, 2012

Jun 15, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$105M

n/a

$99.4M

2015

Mar 29, 2016

$159M

n/a

$138M

2014

Mar 30, 2015

$166M

n/a

$158M

2013

Mar 31, 2014

$182M

n/a

$175M

2012

Mar 27, 2013

$214M

n/a

$214M

2011

Mar 30, 2012

$287M

n/a

$210M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$105M

$159M

-34.0%

$182M

-16.9%

n/a