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Advisor at K••••• A••••••• S•••••••• L••
AUSTIN, TX | NORTHAMPTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 29, 2016 | n/a | yes | NORTHAMPTON, MA|AUSTIN, TX | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Sep 16, 2010 | Sep 19, 2014 | no | NORT HAMPTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | K••••• A••••••• S•••••••• L•• | Sep 19, 2014 | Apr 29, 2016 | 588 | Firm change after gap | Other |
| L•• F•••••••• L•• | A•••••• A••••••• S••••••• | Sep 27, 2010 | Sep 16, 2010 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 13, 2010 | Sep 27, 2010 | no | WEST HARTFORD, CT | Previous registration |
| B•••••• F••••••••• L•• | Former SEC adviser | Nov 20, 2009 | Dec 22, 2009 | no | LONGMEADOW, MA | Previous registration |
| -11 |
| Firm change |
| Other |
| B•••••• F••••••••• L•• | L•• F•••••••• L•• | Dec 22, 2009 | Jan 13, 2010 | 22 | Firm change | Other |