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R•••••• A•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

R•••••• A•••• W••••••

Advisor at O•••••••••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:433c3f0d-ad28-41c5-49c0-c08fe327a85d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Dec 22, 2014	n/a	yes	OVERLAND PARK, KS	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 27, 2017	Mar 2, 2017	no	OVERLAND PARK, KS

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Mar 2, 2017	n/a	n/a	Departure no registered destination	Departure
Q•••••• A•••• M••••••••• I•••	O•••••••••	Dec 19, 2014	Dec 22, 2014

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: previous registration
Dec 22, 2014 to Dec 31, 2014factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2017 to Mar 2, 2017factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2012 to Dec 19, 2014factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:433c3f0d-ad28-41c5-49c0-c08fe327a85d
First observed: Aug 1, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.