DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.
Wilmington, NC | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Jul 10, 2020 | n/a | yes | Wilmington, NC|RALEIGH, NC | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 3, 2018 | Jun 18, 2020 | no | CHARLOTTE, NC|LELAND, NC | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Dec 21, 2017 | Jan 3, 2018 | no | CHARLOTTE, NC|LELAND, NC|CHARLOTTE, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 26, 2014 | Dec 8, 2017 | no | NEW BERN, NC|RALEIGH, NC|WASHINGTON, NC|KINSTON, NC|RALEIGH, NC|WILMINGTON, NC|WILMINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | FIRST CITIZENS INVESTOR SERVICES, INC. | Jun 18, 2020 | Jul 10, 2020 | 22 | Firm change | Ibd to ibd |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 3, 2018 | Jan 3, 2018 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | BB&T INVESTMENT SERVICES, INC. | Dec 8, 2017 | Dec 21, 2017 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:33856:NC:2017-12-08 | Dec 8, 2017 | Dec 21, 2017 | WILMINGTON, NC | Firm change |