DFX Intelligence

Data Factory

E•••• E••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)47 years in industry

E•••• E••••• R•••••

Advisor at M••••••• I••••••••• N•••••• I•••

DALLAS, TX | Greenwood, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43570f30-a109-8723-de5a-c9d83e13af9d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• I••••••••• N•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• I••••••••• N•••••• I•••	Bd affiliated wealth	Jun 12, 2008	n/a	yes	DALLAS, TX\|Greenwood, AR	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 1, 2008	Jun 4, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••••• I••••••••• N•••••• I•••	Jun 4, 2008	Jun 12, 2008	8	Firm change	Other
A• G• E•••••• • S•••• I•••	W•••• F•••• A•••••••	Jan 1, 2008

Relationships

Registered with (3)

→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: current employment
Jun 12, 2008 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Jun 4, 2008factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Jan 17, 2006 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43570f30-a109-8723-de5a-c9d83e13af9d
First observed: Jan 17, 2006
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.