DFX Intelligence

P•••••• R••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

P•••••• R••••• K•••••

Advisor at A••••••• P••••••• A••••••• G•••• I•••

NAPERVILLE, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• P••••••• A••••••• G•••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• P••••••• A••••••• G•••• I•••	Independent wealth	Apr 15, 2021	n/a	yes	NAPERVILLE, IL	Current employment
G••••••• A•••••••• L••	Independent wealth	Nov 7, 2012	May 12, 2021	no	NAPERVILLE, IL\|ARDEN HILLS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	A••••••• P••••••• A••••••• G•••• I•••	May 12, 2021	Apr 15, 2021	-27	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A••••••• P••••••• A••••••• G•••• I•••Registered adviserregistration: current employment
Apr 15, 2021 to presentfactForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 7, 2012 to May 12, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 7, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.