DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FAIRPOINTE CAPITAL LLC

CRD 156356

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:436a3c7c-10a2-b8d9-fb60-e3c0561e47b0

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 11
On other graphs: 1
Observed: Mar 30, 2012 to Mar 30, 2021
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Fairpointe Capital LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $53.0MItem 5.F on the latest filing (2021-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $53.0M
Private client RAUM: $11.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 12
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $20.5Mgross asset value as reported per fund; never fund size
SEC number: 801-72160
CRD: 156356
Filings on the tape: 18
First filed: Mar 30, 2012
Latest filed: Mar 30, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
1837 PARTNERS L.P.	Hedge Fund	$20.5M	Mar 30, 2021	17	Mar 28, 2012	reported	021-303650
FAIRPOINTE FOCUSED EQUITY LLC	Private Equity Fund	$2.0M	Mar 13, 2014	7	Mar 30, 2012	dropped	021-166452

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUKASZEWICZ, ROBERT, JOHN	CHIEF FINANCIAL OFFICER	Na	yes	02/2011	Mar 30, 2012	Mar 30, 2021
MEOLA, JEANINE, MARIE	CHIEF COMPLIANCE OFFICER AND DIRECTOR OF INSTITUTIONAL SALES	Na	yes	11/2020	Mar 30, 2021	Mar 30, 2021
TUITE, FRANCES, ELIZABETH	PORTFOLIO MANAGER	A	yes	10/2017	Mar 31, 2020	Mar 30, 2021
WASHKOWIAK, BRIAN, MARTIN	PORTFOLIO MANAGER	A	yes	01/2015	Mar 31, 2020	Mar 30, 2021
ZERHUSEN, THYRA, EMMY	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	D	yes	12/2010	Mar 30, 2012	Mar 30, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FRANCES ELIZABETH TUITE	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021	$53.0M	$53.0M	9	4	0	1	$20.5M
2019	Mar 31, 2020	$1.3B	$1.3B	15	6	0	1	$29.1M
2018	Mar 15, 2019	$2.9B	$2.9B	15	7	0	1	$23.1M
2017	Mar 14, 2018	$5.4B	$5.4B	15	7	0	1	$20.9M
2016	Mar 16, 2017	$5.2B	$5.1B	16	6	n/a	n/a	n/a
2015	Mar 2, 2016	$5.6B	$5.6B	16	6	n/a	n/a	n/a
2014	Mar 3, 2015	$7.7B	$7.7B	15	6	n/a	n/a	n/a
2013	Mar 13, 2014	$7.0B	$7.0B	13	5	n/a	1	$2.0M
2012	Mar 21, 2013	$3.9B	$3.8B	12	5	n/a	1	$1.3M
2011	Mar 30, 2012	$3.4B	$3.4B	n/a	n/a	n/a	1	$735,466

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$53.0M	$1.3B	-96.1%	$5.4B	-78.6%	9	15	0	0

Relationships

Advises (2)

→ 1837 PARTNERS L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ FAIRPOINTE FOCUSED EQUITY LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 13, 2014factForm ADV

Controls (5)

← TUITE, FRANCES, ELIZABETHOwnerPORTFOLIO MANAGER, ownership code A, individual
Mar 31, 2020 to presentfactForm ADV
← MEOLA, JEANINE, MARIEOwnerCHIEF COMPLIANCE OFFICER AND DIRECTOR OF INSTITUTIONAL SALES, ownership code NA, individual
Mar 30, 2021 to presentfactForm ADV
← ZERHUSEN, THYRA, EMMYOwnerCHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← WASHKOWIAK, BRIAN, MARTINOwnerPORTFOLIO MANAGER, ownership code A, individual
Mar 31, 2020 to presentfactForm ADV
← LUKASZEWICZ, ROBERT, JOHNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (2)

← FRANCES ELIZABETH TUITEAdvisorregistration: previous registration
Oct 7, 2017 to Jun 30, 2021factForm ADV
← Brian WashkowiakAdvisorregistration: previous registration
Jan 29, 2015 to Jun 30, 2021factForm ADV

Dated events

Occurred
Mar 30, 2021
Regulatory AUM changed
Fairpointe Capital Llc reported RAUM $53.0M, down 96% from $1.3B (2020-11-20 to 2021-03-30)
Form ADVobserved 5 days ago
$-1.3B
Occurred
Mar 30, 2021
Control person left
Joy Michelle Katauskas (Chief Compliance Officer) no longer on Schedule A of Fairpointe Capital Llc (listed 2020-11-20, absent 2021-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person left
Elizabeth Kirscher (President) no longer on Schedule A of Fairpointe Capital Llc (listed 2020-11-20, absent 2021-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person joined
Marie Jeanine Meola (Chief Compliance Officer And Director Of Institutional Sales) appeared on Schedule A of Fairpointe Capital Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Fairpointe Capital Llc reported RAUM $1.3B, down 54% from $2.9B (2019-08-07 to 2020-03-31)
Form ADVobserved 5 days ago
$-1.6B
Occurred
Mar 31, 2020
Control person left
Louise Marie Lorden (Portfolio Manager) no longer on Schedule A of Fairpointe Capital Llc (listed 2019-08-07, absent 2020-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Control person left
Louise Mary Pierson (Co-Chief Executive Officer) no longer on Schedule A of Fairpointe Capital Llc (listed 2019-08-07, absent 2020-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Control person joined
Elizabeth Kirscher (President) appeared on Schedule A of Fairpointe Capital Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Control person joined
Elizabeth Frances Tuite (Portfolio Manager) appeared on Schedule A of Fairpointe Capital Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Control person joined
Martin Brian Washkowiak (Portfolio Manager) appeared on Schedule A of Fairpointe Capital Llc
Form ADVobserved 5 days ago
Occurred
Mar 15, 2019
Regulatory AUM changed
Fairpointe Capital Llc reported RAUM $2.9B, down 46% from $5.4B (2018-03-14 to 2019-03-15)
Form ADVobserved 5 days ago
$-2.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:436a3c7c-10a2-b8d9-fb60-e3c0561e47b0
First observed: Mar 30, 2012
Last observed: Mar 30, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FAIRPOINTE CAPITAL LLC

CRD 156356

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:436a3c7c-10a2-b8d9-fb60-e3c0561e47b0

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

1837 PARTNERS L.P.

Hedge Fund

$20.5M

Mar 30, 2021

Mar 28, 2012

reported

021-303650

FAIRPOINTE FOCUSED EQUITY LLC

Private Equity Fund

$2.0M

Mar 13, 2014

Mar 30, 2012

dropped

021-166452

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUKASZEWICZ, ROBERT, JOHN

CHIEF FINANCIAL OFFICER

yes

02/2011

Mar 30, 2012

Mar 30, 2021

MEOLA, JEANINE, MARIE

CHIEF COMPLIANCE OFFICER AND DIRECTOR OF INSTITUTIONAL SALES

yes

11/2020

Mar 30, 2021

TUITE, FRANCES, ELIZABETH

PORTFOLIO MANAGER

yes

10/2017

Mar 31, 2020

Mar 30, 2021

WASHKOWIAK, BRIAN, MARTIN

PORTFOLIO MANAGER

yes

01/2015

Mar 31, 2020

Mar 30, 2021

ZERHUSEN, THYRA, EMMY

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

12/2010

Mar 30, 2012

Mar 30, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FRANCES ELIZABETH TUITE

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 30, 2021

$53.0M

$20.5M

2019

Mar 31, 2020

$1.3B

$29.1M

2018

Mar 15, 2019

$2.9B

$23.1M

2017

Mar 14, 2018

$5.4B

$20.9M

2016

Mar 16, 2017

$5.2B

$5.1B

n/a

2015

Mar 2, 2016

$5.6B

n/a

2014

Mar 3, 2015

$7.7B

n/a

2013

Mar 13, 2014

$7.0B

n/a

$2.0M

2012

Mar 21, 2013

$3.9B

$3.8B

n/a

$1.3M

2011

Mar 30, 2012

$3.4B

n/a

$735,466

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$53.0M

$1.3B

-96.1%

$5.4B

-78.6%