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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

GIA PARTNERS, LLC.

CRD 151207

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:436cf335-5e44-6286-c602-b37dbc481d6e

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 13
On other graphs: 0
Observed: Mar 30, 2012 to Mar 16, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 17
SEC number: 801-70518
CRD: 151207
Filings on the tape: 25
First filed: Mar 30, 2012
Latest filed: Mar 16, 2026
Organised: Limited Liability Company, DE
Website: giallc.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GIA GLOBAL HIGH YIELD FUND L.P.	Other Private Fund	$18,000	Mar 28, 2017	1	Mar 30, 2012	dropped	021-120952

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORTES, EDUARDO, LUIS	CHIEF INVESTMENT OFFICER	D	yes	07/2009	Mar 30, 2012	Mar 28, 2024
ELLIS, DAVID, T	MANAGING DIRECTOR	B	yes	07/2009	Mar 30, 2012	Mar 28, 2024
TANG, HAMBURG	MANAGING DIRECTOR	B	yes	07/2009	Mar 30, 2012	Mar 28, 2024
TSENG, ALBERT, K.	MANAGING DIRECTOR & DEPUTY CIO	B	yes	07/2009	Mar 30, 2012	Mar 28, 2024
VALLANCOURT- O'NEILL, VICTORIA, LYNN	CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER	Na	yes	07/2009	Mar 30, 2012	Mar 28, 2024
Escobar, Miguel	DIRECTOR, ANAYLST/MANAGER	Na	no	01/2020	Mar 19, 2020	Mar 28, 2024
Krishnan, Aswini	DIRECTOR, ANALYST/MANAGER	Na	no	02/2019	Mar 27, 2019	Mar 28, 2024
WEST, ARNOLD, BERNARD	DIRECTOR, INSTITUTIONAL RELATIONSHIPS	Na	no	09/2014	Mar 18, 2015	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$1.1B	$1.1B	10	5	0	n/a	n/a
2024	Mar 18, 2025	$985M	$985M	10	5	0	n/a	n/a
2023	Mar 28, 2024	$1.6B	$1.6B	11	6	0	n/a	n/a
2022	Mar 17, 2023	$2.3B	$2.3B	13	6	0	n/a	n/a
2021	Mar 30, 2022	$2.5B	$2.5B	13	6	0	n/a	n/a
2020	Mar 19, 2021	$2.4B	$2.4B	13	6	0	n/a	n/a
2019	Mar 19, 2020	$1.9B	$1.9B	13	6	0	n/a	n/a
2018	Mar 27, 2019	$2.3B	$2.3B	14	7	0	n/a	n/a
2017	Mar 14, 2018	$2.7B	$2.7B	13	6	0	n/a	n/a
2016	Mar 28, 2017	$2.4B	$2.4B	15	7	n/a	1	$18,000
2015	Mar 8, 2016	$2.2B	$2.2B	13	6	n/a	1	$1.5M
2014	Mar 18, 2015	$1.9B	$1.9B	12	6	n/a	1	$13.5M
2013	Mar 28, 2014	$1.3B	$1.3B	11	6	n/a	1	$13.9M
2012	Mar 28, 2013	$1.4B	$1.4B	11	6	n/a	1	$33.3M
2011	Mar 30, 2012	$1.4B	$1.4B	n/a	n/a	n/a	1	$31.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$985M	7.5%	$2.3B	-22.4%	10	10	0	0

Relationships

Affiliated with (1)

← EMSTONE ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← CORTES, EDUARDO, LUISOwnerCHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← TANG, HAMBURGOwnerMANAGING DIRECTOR, ownership code B, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← VALLANCOURT- O'NEILL, VICTORIA, LYNNOwnerCHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← ELLIS, DAVID, TOwnerMANAGING DIRECTOR, ownership code B, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← TSENG, ALBERT, K.OwnerMANAGING DIRECTOR & DEPUTY CIO, ownership code B, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV

Owns (3)

← WEST, ARNOLD, BERNARDOwnerDIRECTOR, INSTITUTIONAL RELATIONSHIPS, ownership code NA, individual
Mar 18, 2015 to Mar 28, 2024factForm ADV
← Krishnan, AswiniOwnerDIRECTOR, ANALYST/MANAGER, ownership code NA, individual
Mar 27, 2019 to Mar 28, 2024factForm ADV
← Escobar, MiguelOwnerDIRECTOR, ANAYLST/MANAGER, ownership code NA, individual
Mar 19, 2020 to Mar 28, 2024factForm ADV

Advises (1)

→ GIA GLOBAL HIGH YIELD FUND L.P.Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Mar 28, 2017factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 18, 2025
Regulatory AUM changed
Gia Partners, Llc. reported RAUM $984.7M, down 40% from $1.6B (2024-03-28 to 2025-03-18)
Form ADVobserved 5 days ago
$-651M
Occurred
Mar 28, 2024
Regulatory AUM changed
Gia Partners, Llc. reported RAUM $1.6B, down 28% from $2.3B (2024-02-08 to 2024-03-28)
Form ADVobserved 5 days ago
$-631M
Occurred
Mar 28, 2024
Control person left
Thomas John Hailer (Member/Manager) no longer on Schedule A of Gia Partners, Llc. (listed 2024-02-08, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person left
James Christopher Maguire (Member) no longer on Schedule A of Gia Partners, Llc. (listed 2024-02-08, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person left
Arthur Ross Michael Wilson (Member) no longer on Schedule A of Gia Partners, Llc. (listed 2024-02-08, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person left
Albert Charles Brizius (Member/Manager) no longer on Schedule A of Gia Partners, Llc. (listed 2024-02-08, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 19, 2021
Regulatory AUM changed
Gia Partners, Llc. reported RAUM $2.4B, up 28% from $1.9B (2021-01-04 to 2021-03-19)
Form ADVobserved 5 days ago
$535M
Occurred
Dec 24, 2020
Control person joined
James Christopher Maguire (Member) appeared on Schedule A of Gia Partners, Llc.
Form ADVobserved 5 days ago
Occurred
Dec 24, 2020
Control person joined
Thomas John Hailer (Member/Manager) appeared on Schedule A of Gia Partners, Llc.
Form ADVobserved 5 days ago
Occurred
Dec 24, 2020
Control person joined
Arthur Ross Michael Wilson (Member) appeared on Schedule A of Gia Partners, Llc.
Form ADVobserved 5 days ago
Occurred
Dec 24, 2020
Control person joined
Albert Charles Brizius (Member/Manager) appeared on Schedule A of Gia Partners, Llc.
Form ADVobserved 5 days ago
Occurred
Mar 19, 2020
Control person left
Hamilton Hadden (Managing Director) no longer on Schedule A of Gia Partners, Llc. (listed 2019-03-27, absent 2020-03-19)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
Gia Partners, Llc. no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $1.1B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:436cf335-5e44-6286-c602-b37dbc481d6e
First observed: Mar 30, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GIA PARTNERS, LLC.

CRD 151207

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:436cf335-5e44-6286-c602-b37dbc481d6e

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GIA GLOBAL HIGH YIELD FUND L.P.

Other Private Fund

$18,000

Mar 28, 2017

Mar 30, 2012

dropped

021-120952

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORTES, EDUARDO, LUIS

CHIEF INVESTMENT OFFICER

yes

07/2009

Mar 30, 2012

Mar 28, 2024

ELLIS, DAVID, T

MANAGING DIRECTOR

yes

07/2009

Mar 30, 2012

Mar 28, 2024

TANG, HAMBURG

MANAGING DIRECTOR

yes

07/2009

Mar 30, 2012

Mar 28, 2024

TSENG, ALBERT, K.

MANAGING DIRECTOR & DEPUTY CIO

yes

07/2009

Mar 30, 2012

Mar 28, 2024

VALLANCOURT- O'NEILL, VICTORIA, LYNN

CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER

yes

07/2009

Mar 30, 2012

Mar 28, 2024

Escobar, Miguel

DIRECTOR, ANAYLST/MANAGER

01/2020

Mar 19, 2020

Mar 28, 2024

Krishnan, Aswini

DIRECTOR, ANALYST/MANAGER

02/2019

Mar 27, 2019

Mar 28, 2024

WEST, ARNOLD, BERNARD

DIRECTOR, INSTITUTIONAL RELATIONSHIPS

09/2014

Mar 18, 2015

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$1.1B

n/a

2024

Mar 18, 2025

$985M

n/a

2023

Mar 28, 2024

$1.6B

n/a

2022

Mar 17, 2023

$2.3B

n/a

2021

Mar 30, 2022

$2.5B

n/a

2020

Mar 19, 2021

$2.4B

n/a

2019

Mar 19, 2020

$1.9B

n/a

2018

Mar 27, 2019

$2.3B

n/a

2017

Mar 14, 2018

$2.7B

n/a

2016

Mar 28, 2017

$2.4B

n/a

$18,000

2015

Mar 8, 2016

$2.2B

n/a

$1.5M

2014

Mar 18, 2015

$1.9B

n/a

$13.5M

2013

Mar 28, 2014

$1.3B

n/a

$13.9M

2012

Mar 28, 2013

$1.4B

n/a

$33.3M

2011

Mar 30, 2012

$1.4B

n/a

$31.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$985M

7.5%

$2.3B

-22.4%