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S•••••••• E••••• C•••••• P••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundother private fund3(c)(1)dropped

S•••••••• E••••• C•••••• P••

United Kingdom

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Search this name across graphsid dfx:ria:436d4c7f-6539-5f01-8cfc-84d3e40350a4

Data as of Mar 12, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 0
On other graphs: 1
Observed: Mar 28, 2012 to Mar 12, 2013
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••••• E••••• C•••••• P••

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Fund type: PUBLIC EQUITY FUND
Latest reported GAV: $96.4Mgross asset value on Schedule D 7.B(1), as of 2013-03-12; never fund size
Peak reported GAV: $102M
Beneficial owners: 58
Minimum investment: $1
Owned by the adviser: 2000%
Owned by funds of funds: 0%
Owned by non-US persons: 8200%
Clients solicited: no

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 12, 2013	$96.4M	58

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
THE NORTHERN TRUST COMPANY	THE NORTHERN TRUST COMPANY	London	n/a	United Kingdom	no	n/a

Relationships

No published relationship touches this entity yet.

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:436d4c7f-6539-5f01-8cfc-84d3e40350a4
First observed: Mar 28, 2012
Last observed: Mar 12, 2013 164 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.