DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••• C•••••• W••••• M••••••••• L••
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••• C•••••• W••••• M••••••••• L•• | State registered | Jan 19, 2021 | n/a | yes | BATON ROUGE, LA | Current employment |
| B••• C•••••• W••••• M••••••••• L•• | State registered | Jul 18, 2019 | Dec 31, 2020 | no | BATON ROUGE, LA|Baton Rouge, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | B••• C•••••• W••••• M••••••••• L•• | Jul 19, 2019 | Jul 18, 2019 | -1 | Firm change | Ibd to state RIA |
| F•••••••• A••••••• S•••••••• L•• | C••••• I••••••••• A••••••• L•• | Jun 24, 2019 | Jun 19, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:304657:LA:2019-07-19 | Jul 19, 2019 | Jul 18, 2019 | BATON ROUGE, LA | Firm change |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 19, 2019 | Jul 19, 2019 | no | BATON ROUGE, LA | Previous registration |
| F•••••••• A••••••• S•••••••• L•• | Former SEC adviser | Nov 9, 2018 | Jun 24, 2019 | no | Baton Rouge, LA | Previous registration |
| -5 |
| Bulk transfer |
| Ibd to ibd |