This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

A.G.P / ALLIANCE GLOBAL PARTNERS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Jun 27, 2019

First registration

Oct 8, 2019

Dual registered

yes, broker-dealer

Other names

Jonathan Morrell Moody|Jonathan Moody|Jona Moody

IAPD individual key

6900993

• Occurred

  Feb 13, 2024
  Advisor changed firm

  Jonathan Morrell Moody left Stifel, Nicolaus & Company, Incorporated for A.G.P / Alliance Global Partners (registered 2024-05-10)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:436f55ce-6af3-8a45-b747-a19ca701412d

First observed

Oct 8, 2019

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.