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J•••• H••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J•••• H••••• F••••••

Advisor at C•••••• W••••• S••••••••• L••

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:43717752-c488-1dee-8b60-92d91a23d75a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• S••••••••• L••	State registered	Apr 2, 2025	n/a	yes	SANTA BARBARA, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 18, 2006	May 10, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	C•••••• W••••• S••••••••• L••	May 10, 2016	Apr 2, 2025	3,249	Firm change after gap	Other
C•••••••• F••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Aug 18, 2006

Relationships

Registered with (4)

→ C•••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Apr 2, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 18, 2006 to May 10, 2016factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
May 16, 2003 to Aug 18, 2006factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43717752-c488-1dee-8b60-92d91a23d75a
First observed: Sep 28, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.