DFX Intelligence

A••••• L•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A••••• L•••••• S••••••

Advisor at P••••••• W••••• M••••••••• L••

ROCHESTER, NY

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Search this name across graphsid dfx:ria:437181e7-752a-86e7-acf8-5f47b08b4ee0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 16, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• M••••••••• L••	Independent wealth	Mar 26, 2026	n/a	yes	ROCHESTER, NY	Current employment
S•••• R•••• • C••• I•••	Independent wealth	Jan 15, 2025	Mar 10, 2026	no	ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• R•••• • C••• I•••	P••••••• W••••• M••••••••• L••	Mar 10, 2026	Mar 26, 2026	16	Firm change	RIA to RIA
M•••••• • N••••• A•••••••• L••	S•••• R•••• • C••• I•••	Dec 31, 2024	Jan 15, 2025

Relationships

Registered with (4)

→ P••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ S•••• R•••• • C••• I•••Registered adviserregistration: previous registration
Jan 15, 2025 to Mar 10, 2026factForm ADV
→ M•••••• • N••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 28, 2022 to Dec 31, 2024factForm ADV
→ N••••••••• F•••••••• P•••••••• L••

Dated events

Occurred
Mar 10, 2026
Advisor changed firm
A••••• L•••••• S•••••• left S•••• R•••• • C••• I••• for P••••••• W••••• M••••••••• L•• (registered 2026-03-26)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2024
Advisor changed firm
A••••• L•••••• S•••••• left M•••••• • N••••• A•••••••• L•• for S•••• R•••• • C••• I••• (registered 2025-01-15)
Form ADVobserved 7 days ago
Occurred
Oct 15, 2022
Advisor changed firm
A••••• L•••••• S•••••• left N••••••••• F•••••••• P•••••••• L•• for M•••••• • N••••• A•••••••• L•• (registered 2022-11-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:437181e7-752a-86e7-acf8-5f47b08b4ee0
First observed: Dec 16, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.