DFX Intelligence

M•••••• R••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

M•••••• R••• A•••••••

Advisor at 5• N•••• P•••••• W•••••

WINTER PARK, FL

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Search this name across graphsid dfx:ria:4371ff1f-bf08-f845-fd7d-c68f9c34c144

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 23, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 5• N•••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
5• N•••• P•••••• W•••••	Independent wealth	Mar 4, 2024	n/a	yes	WINTER PARK, FL	Current employment
C••••••	Independent wealth	Oct 11, 2022	Aug 7, 2023	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••	5• N•••• P•••••• W•••••	Aug 7, 2023	Mar 4, 2024	210	Firm change	RIA to RIA
C• B••••••••• P•••••• W•••••	C••••••	Mar 31, 2023	Oct 11, 2022

Relationships

Registered with (3)

→ 5• N•••• P•••••• W•••••Registered adviserregistration: current employment
Mar 4, 2024 to presentfactForm ADV
→ C••••••Registered adviserregistration: previous registration
Oct 11, 2022 to Aug 7, 2023factForm ADV
→ C• B••••••••• P•••••• W•••••Registered adviserregistration: previous registration
May 23, 2022 to Mar 31, 2023factForm ADV

Dated events

Occurred
Aug 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4371ff1f-bf08-f845-fd7d-c68f9c34c144
First observed: May 23, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.