DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• P•••••••
OVERLAND PARK, KS | Raleigh, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P••••••• | Independent wealth | Oct 2, 2025 | n/a | yes | Raleigh, NC|OVERLAND PARK, KS|Raleigh, NC | Current employment |
| F•••• O•• W••••• M••••••••• L•• | Independent wealth | Mar 5, 2024 | Oct 2, 2025 | no | RALEIGH, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• O•• W••••• M••••••••• L•• | C••••••• P••••••• | Oct 2, 2025 | Oct 2, 2025 | 0 | Firm change | RIA to RIA |
| A•••• I••••••••• A•••••••• L•• | F•••• O•• W••••• M••••••••• L•• | Feb 20, 2024 | Mar 5, 2024 |
| A•••• I••••••••• A•••••••• L•• | Independent wealth | Sep 27, 2022 | Feb 20, 2024 | no | RALEIGH, NC | Previous registration |
| F•••• C••••••• I••••••• S•••••••• I••• | Bd affiliated wealth | Jan 28, 2008 | Sep 17, 2012 | no | RALEIGH, NC|Raleigh, NC | Previous registration |
| 14 |
| Firm change |
| RIA to RIA |
| F•••• C••••••• I••••••• S•••••••• I••• | A•••• I••••••••• A•••••••• L•• | Sep 17, 2012 | Sep 27, 2022 | 3,662 | Firm change after gap | Other |