DFX Intelligence

H•••••• L••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

H•••••• L••• C•••••• M••••••••• L•

CRD 309751

NEW YORK, NY

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Search this name across graphsid dfx:ria:4384ed42-f95e-93d8-dc79-1060f21bc307

Data as of Mar 24, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Jun 11, 2021 to Mar 24, 2023
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

H•••••• L••• C•••••• M••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $142M••• Locked
Discretionary RAUM: $142M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••• L••• M••••• F••• L•	Hedge Fund	$142M	Mar 24, 2023	27	Jul 22, 2020	reported	n/a
H•••••• L••• P••••••• L•	Hedge Fund	$63.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• M•••• D••••	CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	11/2020	Jun 11, 2021	Mar 24, 2023
H•••••• L••• C•••••• M••••••••• ••• L••	GENERAL PARTNER	Na	yes	02/2020	Jun 11, 2021	Mar 24, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H•••••• L••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 24, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$142M	$214M	-33.7%	n/a	n/a	3	4	0	0

Relationships

Advises (3)

→ H•••••• L••• M••••• F••• L•Private fundHedge Fund, IA
Jul 22, 2020 to presentfactForm ADV
→ H•••••• L••• F••• L••Private fundHedge Fund, IA
Jul 22, 2020 to presentfactForm ADV
→ H•••••• L••• P••••••• L•Private fundHedge Fund, IA
Jul 22, 2020 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Jun 11, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4384ed42-f95e-93d8-dc79-1060f21bc307
First observed: Jun 11, 2021
Last observed: Mar 24, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.