DFX Intelligence

S••••• R••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S••••• R••••• L•••••

Advisor at H•••••• R•••• A••••••• L•••••

MESA, AZ

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Search this name across graphsid dfx:ria:43871220-b01e-f8f4-a9ec-c29f04ac26c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 30, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• R•••• A••••••• L•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• R•••• A••••••• L•••••	State registered	May 8, 2026	n/a	yes	MESA, AZ	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Oct 24, 2024	Aug 13, 2026	no	Mesa, AZ\|PHOENIX, AZ\|MESA, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	H•••••• R•••• A••••••• L•••••	Aug 13, 2026	May 8, 2026	-97	Firm change after gap	RIA to state RIA
H••••• • A••••••••• F•••••••• G•••• I•••	F••••••••• I••••••••• A••••••• L••	Oct 11, 2024

Relationships

Registered with (3)

→ H•••••• R•••• A••••••• L•••••Registered adviserregistration: current employment
May 8, 2026 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 24, 2024 to Aug 13, 2026factForm ADV
→ H••••• • A••••••••• F•••••••• G•••• I•••Registered adviserregistration: previous registration
Sep 30, 2024 to Oct 11, 2024factForm ADV

Dated events

Occurred
Aug 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43871220-b01e-f8f4-a9ec-c29f04ac26c2
First observed: Sep 30, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.