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A••• S•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

A••• S•••••• D•••••

Advisor at I••••• C••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:4389d17b-f332-73e6-b5ae-824d6cee8b60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• C••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• C••••••• L••	Asset manager	Dec 5, 2018	n/a	yes	SAN FRANCISCO, CA	Current employment
B•••••••• R••••• • F•••••••• I•••	Independent wealth	Jul 1, 2009	Oct 5, 2018	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• R••••• • F•••••••• I•••	I••••• C••••••• L••	Oct 5, 2018	Dec 5, 2018	61	Firm change	RIA to RIA

Relationships

Registered with (2)

→ I••••• C••••••• L••Registered adviserregistration: current employment
Dec 5, 2018 to presentfactForm ADV
→ B•••••••• R••••• • F•••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2009 to Oct 5, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4389d17b-f332-73e6-b5ae-824d6cee8b60
First observed: Jul 1, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.