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Advisor at CORIENT
Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Jun 18, 2026 | n/a | yes | Indianapolis, IN | Current employment |
| VIVALDI CAPITAL MANAGEMENT LP | Former SEC adviser | Nov 26, 2024 | Jun 17, 2026 | no | FISHERS, IN|CHICAGO, IL | Previous registration |
| BIECHELE ROYCE ADVISORS, INC. | Former SEC adviser | Feb 15, 2022 | Dec 16, 2024 | no | FISHERS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIVALDI CAPITAL MANAGEMENT LP | Corient | Jun 17, 2026 | Jun 18, 2026 | 1 | Firm change | RIA to RIA |
| BIECHELE ROYCE ADVISORS, INC. | VIVALDI CAPITAL MANAGEMENT LP | Dec 16, 2024 | Nov 26, 2024 | -20 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 160150:319448:IL:2026-06-17 | Jun 17, 2026 | Jun 18, 2026 | CHICAGO, IL | Firm change |
| 120742:160150:IN:2024-12-16 | Dec 16, 2024 | Nov 26, 2024 | FISHERS, IN | Firm change |