DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
SPARKS, NV | Susanville, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | Susanville, CA|SPARKS, NV | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jan 22, 2013 | Jun 14, 2024 | no | MIDLAND, MI|RENO, NV|INCLINE VILLAGE, NV|SPARKS, NV |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| R•••• I••••••••• A••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Jan 23, 2013 | Jan 22, 2013 |
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 13, 2012 | Jan 23, 2013 | no | MIDLAND, MI|KENTWOOD, MI | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | May 26, 2010 | Sep 13, 2012 | no | GRAND RAPIDS, MI|GRAND RAPIDS, MI | Previous registration |
| -1 |
| Firm change |
| Other |
| V•••• F•••••••• A•••••••• I••• | R•••• I••••••••• A••••••• L•• | Sep 13, 2012 | Sep 13, 2012 | 0 | Firm change | Other |