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Advisor at EDWARD JONES
South Bend, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Mar 7, 2024 | n/a | yes | South Bend, IN | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Mar 2, 2009 | Jun 8, 2009 | no | ELKHART, IN | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | Feb 4, 2009 | no | ELKHART, IN | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Sep 27, 2006 | Oct 1, 2008 | no | ELKHART, IN | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Sep 25, 2002 | Sep 27, 2006 | no | ELKHART, IN|ELKHART, IN|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | EDWARD JONES | Jun 8, 2009 | Mar 7, 2024 | 5,386 | Firm change after gap | Other |
| J.P. MORGAN SECURITIES LLC | INVEST FINANCIAL CORPORATION | Feb 4, 2009 | Mar 2, 2009 | 26 | Firm change | Other |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | J.P. MORGAN SECURITIES INC. | Sep 27, 2006 | Sep 27, 2006 | 0 | Bulk transfer | Other |