DFX Intelligence

M•••••• P• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

M•••••• P• C•••••••••

Advisor at R•••• A••••••• S•••••••• I•••

Farmington Hills, MI | GLENVIEW, IL

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Search this name across graphsid dfx:ria:43b95ddd-87e2-847f-3d68-9ed0f4ff7855

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• A••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• A••••••• S•••••••• I•••	Independent wealth	Aug 7, 2012	n/a	yes	GLENVIEW, IL\|Farmington Hills, MI	Current employment
B••••••••• L••	Former SEC adviser	Apr 5, 2010	Aug 6, 2012	no	NEW ALBANY, OH\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• L••	R•••• A••••••• S•••••••• I•••	Aug 6, 2012	Aug 7, 2012	1	Firm change	Other
W•••• F•••• A•••••••	B••••••••• L••	Apr 5, 2010	Apr 5, 2010

Relationships

Registered with (3)

→ R•••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 7, 2012 to presentfactForm ADV
→ B••••••••• L••Registered adviserregistration: previous registration
Apr 5, 2010 to Aug 6, 2012factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 10, 2003 to Apr 5, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43b95ddd-87e2-847f-3d68-9ed0f4ff7855
First observed: Jun 10, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.