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U•• A•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

U•• A•••• K•••••••

Advisor at D•••••••• W••••• M••••••••• L••

SOUTH JORDAN, UT | Sandy, UT

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Search this name across graphsid dfx:ria:43c9c41f-ec0a-cb21-681c-32a35ca963ff

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 12, 2023 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Mar 9, 2026	n/a	yes	SOUTH JORDAN, UT\|Sandy, UT	Current employment
S••••••••• W•••••• L••	Independent wealth	Jul 11, 2024	Mar 6, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••• L••	D•••••••• W••••• M••••••••• L••	Mar 6, 2026	Mar 9, 2026	3	Firm change	RIA to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S••••••••• W•••••• L••	Jun 10, 2024

Relationships

Registered with (3)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ S••••••••• W•••••• L••Registered adviserregistration: previous registration
Jul 11, 2024 to Mar 6, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jan 12, 2023 to Jun 10, 2024factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
U•• A•••• K••••••• left S••••••••• W•••••• L•• for D•••••••• W••••• M••••••••• L•• (registered 2026-03-09)
Form ADVobserved 7 days ago
Occurred
Jun 10, 2024
Advisor changed firm
U•• A•••• K••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for S••••••••• W•••••• L•• (registered 2024-07-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43c9c41f-ec0a-cb21-681c-32a35ca963ff
First observed: Jan 12, 2023
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.