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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

RICHARD JAMES MARSH

Advisor at KEY INVESTMENT SERVICES LLC

BROOKLYN, OH | Liverpool, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43ca0c94-4dba-d731-e186-226466b8d078

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KEY INVESTMENT SERVICES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 23, 1991
First registration: Apr 21, 2021
Dual registered: yes, broker-dealer
Other names: RICHARD JAMES MARSH
IAPD individual key: 2165786

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Aug 16, 2024	n/a	yes	Liverpool, NY\|BROOKLYN, OH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2021	Dec 31, 2023	no	BUFFALO, NY\|ROCHESTER, NY\|FRANKFORT, NY\|SCHENECTADY, NY\|PORT JERVIS, NY\|SALT POINT, NY\|NEWPORT, NY\|CAZENOVIA, NY\|SCHENECTADY, NY\|LITTLE FALLS, NY\|CORTLAND, NY\|VICTOR, NY\|ITHACA, NY\|MANILUS, NY\|JOHNSON CITY, NY\|HIGHLAND, NY	Previous registration
M&T SECURITIES, INC.	n/a	Apr 21, 2021	Jun 9, 2021	no	BOSTON, MA\|BUFFALO, NY\|SYRACUSE, NY\|BALTIMORE, MD\|SYRACUSE, NY\|SYRACUSE, NY\|BUFFALO, NY\|ITHACA, NY\|ALBANY, NY\|MONROE, NY\|MONSEY, NY\|MONTGOMERY, NY\|NEW PALTZ, NY\|PIERMONT, NY\|PORT JERVIS, NY\|VILLAGE OF MONTEBELLO, NY\|VAILS GATE, NY\|BROOKLYN, NY\|RYE, NY\|KINGSTON, NY\|NORTH SYRACUSE, NY\|OWEGO, NY\|WYSOX, PA\|TOWANDA, PA\|ROME, PA\|MONROE, NY\|BEACON, NY\|COLD SPRING, NY\|GOSHEN, NY\|WESLEY HILLS, NY\|SOMERS, NY\|WAPPINGERS FALLS, NY\|POUGKEEPSIE, NY\|POUGHKEEPSIE, NY\|SYRACUSE, NY\|SYRACUSE, NY\|BUFFALO, NY\|BUFFALO, NY\|NEW YORK, NY\|BUFFALO, NY\|ROCHESTER, NY\|Rochester, NY\|Buffalo, NY\|BUFFALO, NY\|Buffalo, NY\|CHEEKTOWAGA, NY\|FREDONIA, NY\|BUFFALO, NY\|SILVER CREEK, NY\|MAYVILLE, NY\|BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	KEY INVESTMENT SERVICES LLC	Dec 31, 2023	Aug 16, 2024	229	Firm change	Ibd to ibd
M&T SECURITIES, INC.	LPL FINANCIAL LLC	Jun 9, 2021	Jun 9, 2021	0	Bulk transfer	Other

Relationships

Registered with (3)

→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: current employment
Aug 16, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Dec 31, 2023factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Apr 21, 2021 to Jun 9, 2021factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Richard James Marsh left Lpl Financial Llc for Key Investment Services Llc (registered 2024-08-16)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43ca0c94-4dba-d731-e186-226466b8d078
First observed: Apr 21, 2021
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARD JAMES MARSH

Advisor at KEY INVESTMENT SERVICES LLC

BROOKLYN, OH | Liverpool, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43ca0c94-4dba-d731-e186-226466b8d078

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KEY INVESTMENT SERVICES LLC

Bd affiliated wealth

Aug 16, 2024

n/a

yes

Liverpool, NY|BROOKLYN, OH

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Jun 9, 2021

Dec 31, 2023

Previous registration

M&T SECURITIES, INC.

n/a

Apr 21, 2021

Jun 9, 2021

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

KEY INVESTMENT SERVICES LLC

Dec 31, 2023

Aug 16, 2024

229

Firm change

Ibd to ibd

M&T SECURITIES, INC.

LPL FINANCIAL LLC

Jun 9, 2021

Bulk transfer

Other