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Advisor at J.P. MORGAN SECURITIES LLC
GARDEN CITY, NY | HAUPPAUGE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | GARDEN CITY, NY|HAUPPAUGE, NY | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 5, 2010 | Oct 1, 2012 | no | HAUPPAUGE, NY|HAUPPAUGE, NY | Previous registration |
| ASSET & FINANCIAL PLANNING, LTD | Former SEC adviser | Jul 17, 2007 | Nov 7, 2008 | no | MASSAPEQUA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| ASSET & FINANCIAL PLANNING, LTD | CHASE INVESTMENT SERVICES CORP. | Nov 7, 2008 | Nov 5, 2010 | 728 | Firm change after gap | Other |