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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FSC WEALTH ADVISORS, LLC

CRD 154382

FISHKILL, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43cfbc4f-bb62-3dbe-015c-ba9fb072e903

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.75 fund_share=0.25 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $122MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $122M
Private client RAUM: $91.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 75%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $40.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 879
Individual clients: 677
High net worth clients: 9
Custody, client assets: $21.6M
SEC number: 801-71646
CRD: 154382
Filings on the tape: 28
First filed: Mar 30, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY ARNOLD SCOTT	n/a	WESTLAKE, OH \| Fishkill, NY \| FISHKILL, NY	5	29	1	yes
JAMES MICHAEL COMBLO	n/a	FISHKILL, NY \| Fishkill, NY \| WESTLAKE, OH	5	13	1	yes
Elizabeth Tatis Arcara	n/a	FISHKILL, NY	3	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COMBLO, JAMES, MICHAEL	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	01/2018	Mar 20, 2018	Nov 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FSC TAX ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Waterford	Ct	United States	1	yes
Oneonta	NY	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$122M	$122M	5	5	2	n/a	n/a
2024	Mar 6, 2025	$283M	$283M	5	5	2	n/a	n/a
2023	Mar 14, 2024	$249M	$249M	5	5	2	n/a	n/a
2022	Mar 13, 2023	$221M	$221M	6	6	2	n/a	n/a
2021	Mar 29, 2022	$218M	$218M	5	5	2	n/a	n/a
2020	Mar 31, 2021	$181M	$181M	9	9	2	n/a	n/a
2019	Mar 31, 2020	$141M	$141M	9	9	2	n/a	n/a
2018	Mar 28, 2019	$121M	$121M	9	8	2	n/a	n/a
2017	Mar 20, 2018	$120M	$120M	9	8	2	n/a	n/a
2016	Feb 6, 2017	$99.6M	$99.6M	8	8	n/a	n/a	n/a
2015	Feb 10, 2016	$95.6M	$95.5M	5	5	n/a	n/a	n/a
2014	Mar 25, 2015	$100M	$99.9M	5	5	n/a	n/a	n/a
2013	Feb 12, 2014	$87.5M	$87.5M	4	4	n/a	n/a	n/a
2012	Mar 25, 2013	$67.0M	$67.0M	4	4	n/a	n/a	n/a
2011	Mar 30, 2012	$48.4M	$48.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	66.7%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$122M	$283M	-56.8%	$221M	-17.9%	5	5	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NEXT FINANCIAL GROUP, INC.	2	Oct 22, 2021	Aug 10, 2021	WAPPINGERS FALLS, NY	Team lift out	Ibd to RIA	0.6%

Relationships

Registered with (5)

← Elizabeth Tatis ArcaraAdvisorregistration: current employment
Dec 13, 2022 to presentfactForm ADV
← JEFFREY ARNOLD SCOTTAdvisorregistration: current employment
Aug 10, 2021 to presentfactForm ADV
← JAMES MICHAEL COMBLOAdvisorregistration: current employment
Aug 10, 2021 to presentfactForm ADV
← Shane James ClarkeAdvisorregistration: previous registration
Jul 27, 2016 to Jun 1, 2026factForm ADV
← NEAL KULIN MILLERAdvisorregistration: previous registration
Aug 18, 2021 to Apr 1, 2026factForm ADV

Controls (1)

← COMBLO, JAMES, MICHAELOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 20, 2018 to Nov 8, 2024factForm ADV

Moved with (1)

← NEXT FINANCIAL GROUP, INC.Registered adviser2 advisors, team lift out, same day
Oct 22, 2021 to Aug 10, 2021factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
Shane James Clarke left Fsc Wealth Advisors, Llc for Prosperity Capital Advisors (registered 2025-09-17)
Form ADVobserved 3 days ago
Occurred
Apr 1, 2026
Advisor changed firm
Neal Kulin Miller left Fsc Wealth Advisors, Llc for Geneos Wealth Management, Inc. (registered 2025-10-17)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2026
Regulatory AUM changed
Fsc Wealth Advisors, Llc reported RAUM $122.3M, down 57% from $283.1M (2025-08-28 to 2026-03-30)
Form ADVobserved 3 days ago
$-161M
Occurred
Nov 26, 2021
Control person left
Robert Edward Jr. Hogan (Managing Member) no longer on Schedule A of Fsc Wealth Advisors, Llc (listed 2021-03-31, absent 2021-11-26)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43cfbc4f-bb62-3dbe-015c-ba9fb072e903
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FSC WEALTH ADVISORS, LLC

CRD 154382

FISHKILL, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43cfbc4f-bb62-3dbe-015c-ba9fb072e903

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY ARNOLD SCOTT

n/a

WESTLAKE, OH | Fishkill, NY | FISHKILL, NY

yes

JAMES MICHAEL COMBLO

n/a

FISHKILL, NY | Fishkill, NY | WESTLAKE, OH

yes

Elizabeth Tatis Arcara

n/a

FISHKILL, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COMBLO, JAMES, MICHAEL

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

01/2018

Mar 20, 2018

Nov 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FSC TAX ADVISORS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Waterford

United States

yes

Oneonta

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$122M

n/a

2024

Mar 6, 2025

$283M

n/a

2023

Mar 14, 2024

$249M

n/a

2022

Mar 13, 2023

$221M

n/a

2021

Mar 29, 2022

$218M

n/a

2020

Mar 31, 2021

$181M

n/a

2019

Mar 31, 2020

$141M

n/a

2018

Mar 28, 2019

$121M

n/a

2017

Mar 20, 2018

$120M

n/a

2016

Feb 6, 2017

$99.6M

n/a

2015

Feb 10, 2016

$95.6M

$95.5M

n/a

2014

Mar 25, 2015

$100M

$99.9M

n/a

2013

Feb 12, 2014

$87.5M

n/a

2012

Mar 25, 2013

$67.0M

n/a

2011

Mar 30, 2012

$48.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

66.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$122M

$283M

-56.8%

$221M

-17.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NEXT FINANCIAL GROUP, INC.

Oct 22, 2021

Aug 10, 2021

WAPPINGERS FALLS, NY

Team lift out

Ibd to RIA

0.6%