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Advisor at OSAIC WEALTH, INC.
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | MILWAUKEE, WI | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Nov 10, 2017 | Sep 1, 2023 | no | MILWAUKEE, WI | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Nov 14, 2017 | no | Wauwatosa, WI | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 22, 2014 | Mar 25, 2017 | no | Milwaukee, WI|MILWAUKEE, WI|Milwaukee, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | SAGEPOINT FINANCIAL, INC. | Nov 14, 2017 | Nov 10, 2017 | -4 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:133763:WI:2017-11-03 | Nov 14, 2017 | Nov 10, 2017 | WAUWATOSA, WI | Firm change |