DFX Intelligence

R••••• L••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

R••••• L••• G•••••••••

Advisor at K•••••••• W••••• M••••••••• L••

Wyomissing, PA

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Search this name across graphsid dfx:ria:43e2aad4-41b1-f361-d23d-515981f48114

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 30, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• M••••••••• L••	Independent wealth	Mar 4, 2021	n/a	yes	Wyomissing, PA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 11, 2013	Mar 15, 2021	no	LANCASTER, PA\|LANCASTER, PA\|WYOMISSING, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	K•••••••• W••••• M••••••••• L••	Mar 15, 2021	Mar 4, 2021	-11	Firm change	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:148107:PA:2021-03-15	Mar 15, 2021	Mar 4, 2021	WYOMISSING, PA	Firm change

Relationships

Registered with (2)

→ K•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 4, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 11, 2013 to Mar 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43e2aad4-41b1-f361-d23d-515981f48114
First observed: Jan 11, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.