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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

SHANNON LEIGH KNIGHT

Advisor at CHARLES SCHWAB & CO., INC.

Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43e98da1-4ee1-1a58-020b-9b4e41733934

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Apr 19, 2000
First registration: Jul 21, 2000
Dual registered: yes, broker-dealer
Other names: SHANNON LEIGH BELL|SHANNON LEIGH BROWNING
IAPD individual key: 4134437

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 30, 2019	n/a	yes	Phoenix, AZ	Current employment
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 2, 2016	Jan 9, 2017	no	Indianapolis, IN	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Oct 9, 2003	Jul 5, 2005	no	ANDERSON, IN	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 21, 2000	Sep 12, 2002	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCHWAB WEALTH ADVISORY, INC.	CHARLES SCHWAB & CO., INC.	Jan 9, 2017	Oct 30, 2019	1,024	Channel change	Other
KEYBANC CAPITAL MARKETS INC.	SCHWAB WEALTH ADVISORY, INC.	Jul 5, 2005	Dec 2, 2016	4,168	Firm change after gap	Other
PRUDENTIAL EQUITY GROUP, LLC	KEYBANC CAPITAL MARKETS INC.	Sep 12, 2002	Oct 9, 2003	392	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
159035:5393:IN:2017-01-09	Jan 9, 2017	Oct 30, 2019	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Oct 30, 2019 to presentfactForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Dec 2, 2016 to Jan 9, 2017factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Oct 9, 2003 to Jul 5, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 21, 2000 to Sep 12, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43e98da1-4ee1-1a58-020b-9b4e41733934
First observed: Jul 21, 2000
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHANNON LEIGH KNIGHT

Advisor at CHARLES SCHWAB & CO., INC.

Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43e98da1-4ee1-1a58-020b-9b4e41733934

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CHARLES SCHWAB & CO., INC.

National bd RIA

Oct 30, 2019

n/a

yes

Phoenix, AZ

Current employment

SCHWAB WEALTH ADVISORY, INC.

No RAUM reported

Dec 2, 2016

Jan 9, 2017

Indianapolis, IN

Previous registration

KEYBANC CAPITAL MARKETS INC.

n/a

Oct 9, 2003

Jul 5, 2005

ANDERSON, IN

Previous registration

PRUDENTIAL EQUITY GROUP, LLC

n/a

Jul 21, 2000

Sep 12, 2002

INDIANAPOLIS, IN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

Jan 9, 2017

Oct 30, 2019

1,024

Channel change

Other

KEYBANC CAPITAL MARKETS INC.

SCHWAB WEALTH ADVISORY, INC.

Jul 5, 2005

Dec 2, 2016

4,168

Firm change after gap

Other

PRUDENTIAL EQUITY GROUP, LLC

KEYBANC CAPITAL MARKETS INC.

Sep 12, 2002

Oct 9, 2003

392

Firm change

Other

Team

Left

Joined

From

Kind

159035:5393:IN:2017-01-09

Jan 9, 2017

Oct 30, 2019

INDIANAPOLIS, IN

Firm change after gap