This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FIFTH THIRD SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 12, 1989earliest registration or exam on IAPD

Years in industry

37derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Jul 12, 1989

First registration

Jun 6, 2003

Dual registered

yes, broker-dealer

Other names

DANIEL EDWARD SCHWARTZ

IAPD individual key

1953971

• Occurred

  Aug 7, 2023
  Advisor changed firm

  Daniel Schwartz left Pnc Wealth Management for Fifth Third Securities, Inc. (registered 2023-08-17)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:43ee0ea3-ad75-25ec-fa6e-7a927f02bbb5

First observed

Jun 6, 2003

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.