DFX Intelligence

F•••• E•••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

F•••• E•••• M•••

Advisor at F••••••••• O••••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:43f4b8b5-3b6d-96cf-d331-dd511836f5d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• O••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 31, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• O••••••••• L••	State registered	Mar 29, 2018	n/a	yes	OVERLAND PARK, KS	Current employment
E•• F•••••••• A•••••••	Independent wealth	Apr 20, 2007	Apr 4, 2018	no	MONTPELIER, VT\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|KANSAS CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• F•••••••• A•••••••	F••••••••• O••••••••• L••	Apr 4, 2018	Mar 29, 2018	-6	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ F••••••••• O••••••••• L••Registered adviserregistration: current employment
Mar 29, 2018 to presentfactForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 20, 2007 to Apr 4, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43f4b8b5-3b6d-96cf-d331-dd511836f5d8
First observed: Apr 20, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.