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Advisor at STRATEGIC ADVISERS LLC
MUSKEGO, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | MUSKEGO, WI | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 5, 2019 | Mar 31, 2025 | no | MUSKEGO, WI | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Aug 24, 2015 | May 17, 2019 | no | MUSKEGO, WI|LISLE, IL|Addison, TX | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Aug 18, 2011 | Aug 17, 2015 | no | MILWAUKEE, WI|DES MOINES, IA|WAUWATOSA, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| VOYA FINANCIAL PARTNERS, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | May 17, 2019 | Jul 5, 2019 | 49 | Firm change | RIA to ibd |
| PRINCIPAL SECURITIES, INC. | VOYA FINANCIAL PARTNERS, LLC | Aug 17, 2015 | Aug 24, 2015 | 7 | Firm change | Other |